investment consultant, etc. ●  Additional documents  ( if applicable ) : ​Complaint letter to intermediary Complaint reply from intermediary ​Memorandum between the complainant and the investment consultant 2

under the good quality control system both at firm level and engagement level.  In response to the aforesaid, the SEC has revised rules on granting approval of auditors in its continuing efforts to

confidence and prevent recurrence of the problematic issue. In response to the said incidents, the International Organization of Securities Commissions (IOSCO) issued “Principle of Auditor Oversight," to its

departmental manager and oversees the Accounting and Finance Department directly, whether or not the departmental manager of such companies should be considered as “executive". In response to the aforesaid

.  In the case that the SEC Office cannot reply to the data subject within 30 days, the SEC Office will inform the reason for the delay to the data subject.  In the case that the SEC Office refuses your

or not the departmental manager of such companies should be considered as “executive". In response to the aforesaid inquiry, the “person holding executive position in Accounting or Finance Department

take action on the matter without board of director's decision as some matters require quick response to support business operations or review proposal of the management. Executive director, therefore

categories include strategic, operational, financial, compliance, reputational, environmental, social and ethical risks. 2. For guideline no. 6.1.4, risk response examples are tolerate, treat, terminate, and

the company views that the approved resolution or principle is unfit for the company's current situation, e.g., a larger transaction size and a new type of transaction in response to business expansion