Commission ______________________________________________________________________ Remark : The rationale for issuing this Notification is to ensure that the person granted a license to be derivatives broker

. Notified this 12th day of March 2008. -Signature- (Mr. Thirachai Phuvanatnaranubala) Secretary-General The Office of the Securities and Exchange Commission Remark : The rationale for issuing this

this 4th day of February 2008. (Mr. Thirachai Phuvanatnaranubala) Secretary-General The Office of the Securities and Exchange Commission Remark: The rationale for issuance of this Notification is to

) Chairman Securities and Exchange Commission ______________________________________________________________________________ Remark : The rationale for promulgation of this Notification is that the Securities

. (Thirachai Phuvanatnaranubala) Secretary-General Office of the Securities and Exchange Commission __________________________________________________________________ Remark: The rationale for issuing this

___________________________________________________________________ Remark : The rationale for issuing this Notification is to prescribe the rules for appointing or allowing director, manager or person with power of management of one securities company to be or

September 2009. Notified this 3rd day of August 2009. -Signature- (Vijit Supinit) Chairman Securities and Exchange Commission _____ _____ Remark : The rationale for issuing this Notification: As the

. (Mr. Vijit Supinit) Chairman Securities and Exchange Commission Remark : The rationale for the issuance of this Notification is that as the Securities and Exchange Act (No. 4) B.E. 2551 (2008

commencing from 1 January 2011 onwards. Notified this 15th day of December 2010. (Mr. Thirachai Phuvanatnaranubala) Secretary-General Office of the Securities and Exchange Commission Remark: The rationale for

- (Vijit Supinit) Chairman The Securities and Exchange Commission ________________________________________________________________________ Remark: The Rationale for issuing this Notification is to permit