Supervisory Board No. Tor Thor. 32/2559 Re: Rules, Conditions, and Procedures for Operation of Securities Clearing Houses and Central Securities Depositories By virtue of Section 16/6, Section 223/3, and
Principles_Cover.indd 3 27-Aug-2015 6:43:10 PM G20/OECD Principles of Corporate Governance OECD Report to G20 Finance Ministers and Central Bank Governors September 2015 G20/OECD PRINCIPLES OF CORPORATE GOVERNANCE © OECD
external auditors, rating agencies, advisors, and intermediaries should be able to inform and advise shareholders free of conflicts of interest. Recommendations: Asian jurisdictions should continue to
confident that with their cooperation and support, the capital market will continue to play the central role as the country’s fund mobilization center contributing to the progress and prosperity of Thailand
financial institutions SOe: state owned enterprise TfRS: thai Financial Reporting standards Thai iod: thai Institute of directors THB: thai Baht TRiS: thailand Rating Information service TSd: thailand
Economics from Keio University, Japan and a Ph.D. in the same field from Washington University, USA. She was Deputy Governor of the central bank prior to her appointment as the Governor. C O R P O R A T E R E
Securities borrowing and lending ë Securities financing ë Inter-dealer brokers ë Investor contacts (e.g. analysts and marketing officers) ë Fund managers ë Fund supervisors/custodians ë Credit rating agencies
data will be retained at the central database that is safeguarded with proper security measures and access control. Hard copies of documents and printed materials will be scanned and stored in the
establishment of fund rating agency (FRA) in order to promote comparative data among mutual funds so that investors can get better information that will benefit their investment decisions ● Registered 3,388
infrastructure, equipment and financing. Investors’ confidence in the Thai capital market remains positive. Standard & Poor’s (S&P) announcement raising Thailand’s foreign currency sovereign credit rating from