Technology Security of Securities Company dated 3 August 2009 shall be repealed. Clause 2 This Notification shall come into force as from 1 September 2017. Notified this 12th day of September 2016. (Mr. Rapee

November 2016. (Rapee Sucharitakul) Secretary-General Office of the Securities and Exchange Commission

. - Signature - Rapee Sucharitakul Secretary-General Office of the Securities and Exchange Commission

Ritthongpitak at 0-2695-9693. Forwarded for your information and compliance. Yours sincerely, -Signature- (Mr. Rapee Sucharitakul) Secretary-General Enclosures: 1. Daily Status Report Form 2. Manual for

November 2018. (Mr. Rapee Sucharitakul) Secretary-General Office of the Securities and Exchange Commission

. Clause 11 This Notification shall come into force from 1 January 2018. Notified this 21st day of October 2018. (Mr. Rapee Sucharitakul) Secretary-General Office of Securities and Exchange Commission

such business. Clause 6 This Notification shall apply to the report preparation and filing from 1 January 2017. Notified this 1st day of December 2016. (Mr. Rapee Sucharitakul) Secretary-General Office

shall prohibit such personnel from providing services to clients regarding investment in capital market products denominated in foreign currency . Notified this 17th day of January 2017. (Mr. Rapee

17th day of January 2017. (Mr. Rapee Sucharitakul) Secretary-General Office of the Securities and Exchange Commission Chairman Capital Market Supervisory Board 2 Amended by the Notification of the

Capital . Notified this 17th day of January 2018. (Mr. Rapee Sucharitakul) Secretary-General Office of the Securities and Exchange Commission The Law on Financial Institutions means the Financial