executive director of the highest rank who is delegated by the authorized director; (b) Form 69-SUKUK shall be signed by all directors and the executive of the highest rank in the accounting division; (2) For
reference. Notification of the Capital Market Supervisory Board No. TorThor. 84/2552 Re: Custody of Assets of Clients by Licensed Derivatives Brokers _____________ By virtue of Section 18, Section 33 and
as long as he/she remain licensed or registered or authorized in home jurisdiction for activities that he/she is carrying out in the host jurisdiction. (13) Validity period 2 calendar years. (14
licensed to undertake Type C securities business and a person licensed to undertake Type D securities business is eligible to undertake securities business relating to such share. For the purpose of the
Digital Asset Businesses B.E. 2561, which aims to ensure investor protection and maintain fair and transparent trading activities, investors in Thailand can invest in digital assets through licensed digital
Capital Markets and Services Act 2007 (“CMSA”) as a Recognised Representative (“RR”). REGISTRATION SC Malaysia 6 • Licensed, registered, approved or authorized by the Home Regulator in a Recognised ACMF
the supervision of the State or the agency authorized to supervise derivatives trading as: □ being licensed to be a derivatives dealer; □ having been registered to be a derivatives dealer; □ being
notification hereto: (1) “derivatives broker” means any entity licensed to undertake derivatives business in the category of derivatives broker; (2) “manager” means any person who is authorized by the board of