adjustments to the Fed funds rate during the second half of 2004. In August 2004, to discourage capital outflows, the BOT raised the 14-day repurchase rate for the first time in 3 years by 25 bps to 1.5% and in
derivatives business operators is determined by the types of license packages, each permitting a scope of various business undertakings. For example, Type A Securities Business License requires the minimum paid
Discipline ● Proposed to amend the SEC Act to define clearer scope of responsibilities of listed companiesû directors and to empower investors in exercising their rights ● Cooperated with the SET in revising
IPOs which raised 4.95 billion THB (155 million USD). In addition, there were 20 corporate bonds issued on SET in 2012, for a total 168 billion THB and 8 worth 43 billion THB in 2011. Also in 2012, there
formulating the structure and scope of responsibilities of sub-committees and steering groups, the Board employs a check and balance system and corporate governance principles to prevent conflicts of interest
. Moreover, the existence of derivatives market will provide additional financial instruments for investors and allow market intermediaries to expand their scope of services. For this reason, the SEC has
, controlling shareholders and other insiders. Global experience has altered public expectations. Even though Asia was little affected, the fi- nancial crisis of 2008 nevertheless raised doubts in the public‟s
. During the first half of 2006, the US Federal Reserve Bank raised its Federal Funds rate quadruple from 4.25 to 5.25 percent. Meanwhile, the BOT's 14-days R/P rate also increased by 0.25 percent every
within the scope of the regulator’s statutory authority, while considering all relevant factors. 3 Statement of Intent (2017) 4. Strategic priorities To achieve the legislative intent, the SEC’s vision
) measures to be implemented in the case of emergency which may affect the provision of services as a securities clearing house or central securities depository, with a defined scope that covers possible