Facebook page "Investment Authority of Aurora" impersonates “Aurora Design Plc.” : Unlicensed securities and derivatives business (Disclosure Date : 26/08/2024)
Facebook page “Investment Authority” impersonates “HUA SENG HENG Co., Ltd.” : Unlicensed securities and derivatives business (Disclosure Date : 28/08/2024)
Facebook page “Investment Authority of HSH” impersonates “HUA SENG HENG Co., Ltd.” : Unlicensed securities and derivatives business (Disclosure Date : 02/08/2024)
under the authority in this matter, including coordinating with other relevant regulators, e.g. the Bank of Thailand and the Anti-Money Laundering Office. In this connection, the public and investors
to operate businesses regarding such products;(5) Those products above may lack of liquidity for trading with cash or other productsIn addition, the Monetary Authority of Singapore (MAS) has
recommending the case to the public attorney who has authority for prosecution. The power to adjudicate whether any person is guilty or not is, however, vested on the court of justice. In this regard, the SEC
, the Ministry of Digital Economy and Society, in issuing public warning releases; (3) Filing criminal complaints with the authority regarding investment scams specifically in the cases of
Asset Businesses B.E. 2561 (2018). The SEC is in consideration for taking further actions under the authority in this matter, including coordinating with other relevant regulators, e.g. the Bank of
Movement" (published in Smart Fund monthly magazine) "Saving Story" and "Quick Answers by Thai PVD" (published in Post Today on Thursdays) The SEC, together with other capital market organizations such as
. A n n u a l R e p o r t 2 0 0 6 17 ë Handling of Complaints Against SEC Staff The SEC implemented a quick and thorough procedure for effective handling complaints against the SEC staff to assure