which the auditor is attached as prescribed by the regulations summarized below: Individual Qualifications (1) being a certified public accountant whose license is still valid; (2) being a leader of an
of directors and executives of issuing companies. Qualifications of a director Not having untrustworthy characteristics. For example: Being an insolvent person or an incompetent person Being
for All Regulations SHARE : Detail Content Wealth Advice for All Regulatory Summary Related Rules/Regulations Related Forms Thailand is presently stepping into an aging society, but most Thai
for All Regulations SHARE : Detail Content Wealth Advice for All Regulatory Summary Related Rules/Regulations Related Forms Thailand is presently stepping into an aging society, but most Thai
penalty to be imposed on the offender. Appeal Any person who is affected by, and disagrees with, an administrative order has the right to appeal such order. The appeal procedure is provided by the SEC
dissolution of mutual funds 19.1.1 Closed-end mutual fund (1) In the case that the number of unitholders of an institutional fund is less than 10 on any business day, except for the mutual fund of which the
dissolution of mutual funds 19.1.1 Closed-end mutual fund (1) In the case that the number of unitholders of an institutional fund is less than 10 on any business day, except for the mutual fund of which the
to other operator ( s ). Audit Committees of Securities Companies Securities companies with custody services for clients' assets: an audit committee with a minimum of two members is
(ARFP) SHARE : Detail Content The Asia Region Funds Passport ( ARFP ) is an international initiative led by Asia-Pacific Economic Cooperation (APEC) that aims to facilitate cross-border offerings of
offering of funds > Asia Region Funds Passport (ARFP) The Asia Region Funds Passport (ARFP) SHARE : Detail Content The Asia Region Funds Passport ( ARFP ) is an international initiative led by