do something to address them—a company’s board and management. This variety of perspectives and techniques is expertly covered in the pages that follow. They reflect not only the influences mentioned
Remove the risk Pursue Convert risk into opportunities Reduce Take action to reduce the severity of the risk Share Transfer a portion of the risk or collaborate externally https://www.hkex.com.hk/-/media
. Seminars and conferences are other common ways to work together and share know-how. Having external individuals as representatives on sub-committees that review or formulate new regula- tions was another
) 13. ENGIE GLOBAL MARKETS 14. ICBC STANDARD BANK PUBLIC COMPANY LIMITED 15. JP MORGAN CHASE BANK BANGKOK BRANCH 16. MACQUARIE BANK LIMITED 17. MERRILL LYNCH INTERNATIONAL 18. MITSUBISHI UFJ SECURITIES
unethical but also subjected to legal actions. The SEC requires all staff to strictly follow the code of ethics. Moreover, they must attend the ethical training course to ensure their clear understanding and
all to understand and consider the issue as a priority. Those involved in the capital market must walk together into the right direction, share the same goal and be ready to turn to each other for
our promotion of overseas investments, strengthened enforcement on insider trading, share manipulation, executive misconducts, accounting frauds, false documentation of securities issuance and offering
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