The rules on margin lending (margin account) which have been in effect since 1997 permit SC to lend money to its customer only for the purpose of purchasing listed securities on a condition that
risk management system for unit selling and purchasing was defective, and the internal audit and internal control systems as well as the compliance system were inefficient. Besides, the bank failed to
At present, money market funds are used by investors as a tool to manage liquidity and a place to park money for a short time, besides keeping it in banking accounts. As of February 2018, the size of
Bhumibol Adulyadej the Great (5 December 2023). The event took place on 1 December 2023, at the National Blood Centre, the Thai Red Cross Society.
related experiences, to further promote takeovers efficiency. The conference takes place at the SEC Office Building from 18-20 September 2019 with delegates of regulatory agencies from 11 Asia
? behaviors before designing product and service policies that would better respond to the investing public?s demands.FinTech Forum will take place on 15 June 2016 from 9.00 ? 12.00 hours at Auditorium 1601
disaster preparedness and response. The event took place on 6 December 2023, at the Queen Sirikit National Convention Center.
Association, and Thailand digital asset community. The joint meeting took place at the SEC building on 26 December 2023.Ms. Pornanong Budsaratragoon, SEC Secretary-GeneralMr. Nares Laopannarai, President of
business, and custodians for private funds and provident funds. The meeting took place at the SEC Building on 8 January 2024.
honored participants in the workshop which took place on 21 February 2024 at SEC Building.