representative or the mutual fund supervisor fails to act in compliance with his or her power and duties; - Purchasing securities from a person who filed a false registration statement and prospectus or purchasing
representative or the mutual fund supervisor fails to act in compliance with his or her power and duties; - Purchasing securities from a person who filed a false registration statement and prospectus or purchasing
inconsistent with the normal market condition. ( Section 244/5 ) Acts not presumed to have caused the securities price to be inconsistent with the normal market condition. (Section 244/4) 1. Purchasing or
inconsistent with the normal market condition. ( Section 244/5 ) Acts not presumed to have caused the securities price to be inconsistent with the normal market condition. (Section 244/4) 1. Purchasing or
: Bank statements used for ATS trading Deposit/withdrawal/transfer slip for purchasing securities/derivatives Statement report Confirmation note Transfer form Other documents such as a copy of share
investors purchasing securities – the company is required to have appropriate qualifications and disclose sufficient information for investors to make an informed investment decision. Existing shareholders
the fund management company reserved the rights (only for accepting purchasing orders) as provided for in the scheme. (4) For the mutual fund that invest in foreign countries : (4.1) The stock
the fund management company reserved the rights (only for accepting purchasing orders) as provided for in the scheme. (4) For the mutual fund that invest in foreign countries : (4.1) The stock
for Transactions in Capital Market Act B.E. 2550 2. Securities and Exchange Act. B.E 2535. Acquisitions of real estate as REIT's assets are permissible under the following two cases: purchasing
additions, the investment consultants/investment planners shall ensure that the potential clients are informed of the action taken before accepting purchasing orders of the investment units. 19.3 The case of