. Purchasing or selling of securities in accordance with the rule, conditions and procedures as specified in the notification of the SEC. Acts presumed to be done by an associate in securities price
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• Promulgated under the Provident Fund Act B.E. 2530 Acts and Royal Enactments Ministerial Notifications Promulgated under the Securities and Exchange Act Promulgated under the Provident Fund Act Rule
; - Purchasing securities from a person who filed a false registration statement and prospectus or purchasing investment units from an asset management company which offered for sale of investment units by
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Promulgated under the Securities and Exchange Act B.E. 2535 Promulgated under the Provident Fund Act B.E. 2530 Acts and Royal Enactments Ministerial Notifications Rule Making Process Regulations Ministerial
representative or the mutual fund supervisor fails to act in compliance with his or her power and duties; - Purchasing securities from a person who filed a false registration statement and prospectus or purchasing