. Regulations on issuing equity instruments are aimed at protecting the following group of investors: New investors purchasing securities – the company is required to have appropriate qualifications and disclose
completed within 60 days, for which the mutual fund management company may request the SEC's approval for extending the time for completing the corrective action according to (1). In submitting the request
mutual fund management company shall request a waiver from the SEC. (3) Any other cases for which the fund management company reserved the rights (only for accepting purchasing orders) as provided for
estate as REIT's assets are permissible under the following two cases: purchasing real estate and acquiring the ownership of the property (freehold); investing in leasehold contracts. The REIT will lease
(Inspection of the director and executive's qualification on the company's request) (Form 35-E2) Letter of Request for Checking the Qualifications of Director and Executive (Inspection of the director and
in 2. Comply with the SEC regulations. 3. Correcting the misspelling of name 4. Changing mutual fund supervisor 5. Reducing mutual fund fees or expenses (2) Amendments that might request an
of the collecting of personal data. Right to access: You have the right to access or obtain a copy of your personal data, and to request the disclosure of the source of your personal data. Right to