category of mutual fund management, unless it is notified otherwise: 2.1 commercial bank established and registered in the Kingdom of Thailand; 2.2 finance company or finance and securities company
Barrister-at-Law of Gray’s Inn LL.B. (Second Class Honours, Upper Division) University of Wales, United Kingdom Barrister at Law, Thai Bar association Bachelor of Law, Thammasat University Current
Barrister-at-Law of Gray’s Inn LL.B. (Second Class Honours, Upper Division) University of Wales, United Kingdom Barrister at Law, Thai Bar association Bachelor of Law, Thammasat University Current
หลักทรัพย์และตลาดหลักทรัพย์ ประวัติการศึกษา Barrister-at-Law of Gray's Inn LL.B. (Second Class Honours, Upper Division) University of Wales, United Kingdom เนติบัณฑิตไทย เนติ
หลักทรัพย์และตลาดหลักทรัพย์ ประวัติการศึกษา Barrister-at-Law of Gray's Inn LL.B. (Second Class Honours, Upper Division) University of Wales, United Kingdom เนติบัณฑิตไทย เนติ
; - Purchasing securities from a person who filed a false registration statement and prospectus or purchasing investment units from an asset management company which offered for sale of investment units by
inconsistent with the normal market condition. (Section 244/4) 1. Purchasing or selling securities in such a way that does not involve a change of beneficial ownership of such securities; 2. Placing a
inconsistent with the normal market condition. (Section 244/4) 1. Purchasing or selling securities in such a way that does not involve a change of beneficial ownership of such securities; 2. Placing a
representative or the mutual fund supervisor fails to act in compliance with his or her power and duties; - Purchasing securities from a person who filed a false registration statement and prospectus or purchasing
. ● Documents relating to settlement / cash deposit to or withdrawal from a trading account, for instance: Bank statements used for ATS trading Deposit/withdrawal/transfer slip for purchasing securities