to expand investor base, regulations were passed to allow the setting up of many new types of mutual funds, the mobilization of long-term investment through retirement mutual fund, the improved
and integrity to enforce these standards actively and even-handedly; and oversee the effectiveness of the accounting and audit professionals. Priority 4: Board performance needs to be improved by
Annual Report 2004 S h a p i n g t h e T h ai C a p i t a l M a r k e t A n n u a l R e p o r t 2 0 0 4 S E C U R I T I E S A N D E X C H A N G E C O M M I S S I O N , T H A I L A N D This year’s annual report features Benjarong ceramics. Benjarong, meaning five colours, gained popularity in the royal court and the high society of Siam in the late Ayudhya period (A.D. 1350 - 1767). But it was during the early Rattanakosin period (A.D. 1782 - present), in the reigns of King Rama II and King Rama...
information on duty in taking advantage of the general public. ë Securities investment The staff at all levels is prohibited from purchasing securities approved for issuance and offering by the SEC and
W20 (3) Educated the staff about IT security and the Computer Crime Act B.E.2550 (2007) as well as monitored their compliance with the IT security policy; (4) Improved the SEC's website (www.sec.or.th
improved relations with workers, creditors, and other stakeholders. Better investor protection can lower the cost of capital and encourage companies to list and raise funds through equity markets. It is
general meetings, and to propose resolutions, subject to reasonable limitations. In order to encourage shareholder participation in general meetings, many jurisdictions have improved the ability of
the SETûs regulation on connected transactions ● Improved legal proceedings regarding breaches of securities law for more efficiency ● Revised rules on roles of audit committee of listed companies