assets before the order of such client is completely executed. Section 46. No person shall take any of the following actions: (1) placing an order for purchase or sale of digital assets or purchasing or
of assets or acceptance of assets placed as collateral from an originator for an issuance and offer of securities for sale to investors, providing that proceeds obtained from the offer for sale of
issuance e.g. prospectus/financial statements/annual report; · inappropriate behaviors of executives or directors e.g. embezzlement of company assets/ window dressing. 2. Complaints with sufficient details