information, {A} purchased 10,000 JASH16 Futures contracts whose underlying was the JAS stock before attending the Board?s meeting. JAS later disclosed the information on such dividend payment to the SET. The
Exchange of Thailand, the SEC?s further investigation has revealed that Witoon and the three other persons in the same group purchased GLOBAL shares and GLOBAL-W warrants and gained benefits from such
seek personal gain from the margin of such offering and trading transactions. However, the clients who had paid for their orders did not receive the purchased shares or such shares did not exist in the
) to (4) had purchased MAKRO shares based on non-public information material to the price of MAKRO shares. The findings revealed records of purchase transactions in the trading accounts of the four
SEC?s probe found that during April 23 ? May 14, 2012, Sermkhun had purchased CMO shares through his securities trading account by using non-public information material to CMO share price concerning CMO
known as robo-advisor, service to be offered to investors next year. Robo-advisor has gained popularities in many foreign capital markets as it offers investors ability to obtain lower cost investment
At present, the interest in mutual funds with features related to sustainability factors such as environmental, social, and governance (ESG) has gained traction globally in the past few years. The
price. The information was about allowance for doubtful account on 26 trade accounts receivable worth 43.99 million baht which resulted in TUCC?s 104.86 million baht loss in Q2/2011. Yongyuth also gained
information to sell IFEC shares, to pay civil penalty and compensation for the benefits gained from committing the offense. However, Suphanan did not agree to comply with the civil sanction. Later, on 27
number of money transfers through the client's ATS saving account to pay for the purchased securities. Moreover, {A} sold the client's securities and use the money for setting-off the payment for the