Increasing flexibility of supervision and control of securities business The SEC may exempt a securities company from undertaking or prescribe a securities company to undertake in a different manner from
+%22electrica... PowerPoint Presentation Increasing flexibility of supervision and control of securities business The SEC may exempt a securities company from undertaking or prescribe a securities company to
has ceased its business operations, it shall complete the purchase, sale or exchange of digital assets, settlement and delivery of any outstanding transaction, or take any actions in accordance with the
business operator has ceased its business operations, it shall complete the purchase, sale or exchange of digital assets, settlement and delivery of any outstanding transaction, or take any actions in
particulars of digital tokens shall: (1) purchase or sell digital tokens or enter into a https://www.sec.or.th/TH/Documents/ActandRoyalEnactment/Act/translate-digital.docx Microsoft Word - SEA-ÃÒ©ºÑº 6-3-51
mutual fund; (7) certificates representing the rights to purchase shares; (8) certificates representing the rights to purchase debentures; (9) certificates representing the rights to purchase investment
) certificates representing the rights to purchase shares; (8) certificates representing the rights to purchase debentures; (9) certificates representing the rights to purchase investment units; (10) any other
, certificates representing the rights to purchase shares, certificates representing the rights to purchase debentures, and other securities as specified by the SEC, unless such offering: (1) falls within Section
purchase or sell a securities with a [concurrent] agreement to sell back or buy back such securities; (3) any contract or trade as specified in the notification of the SEC. SECTION 5. Any derivatives
purchase or sell a securities with a [concurrent] agreement to sell back or buy back such securities; (3) any contract or trade as specified in the notification of the SEC. SECTION 5. Any derivatives