exchange. “ SEC Office ” means the Office of the Securities and Exchange Commission under the law governing securities and exchange. “ competent officer ” means a person appointed by the Minister to execute

. “competent officer” means a person appointed by the Minister to act in accordance with this Emergency Decree. “Minister” means the Minister in charge of the execution of this Emergency Decree. Section 4. The

loss to the account holder Failing to comply with a client’s instruction Solicitation to purchase securities causing a loss of money Others, please specify………………………………………………………………………… Others, please