effective system for protecting the client?s asset that are (1) failing to segregate assets under its custody as assets of clients in accordance with the notification and (2) investing assets of clients in
Capital Market Supervisory Board by failing to put in place a sufficient and effective system for protecting the client’s asset that is investing assets of clients in private company bond which violated
of the Capital Market Supervisory Board by failing to put in place a sufficient and effective system for protecting the client’s asset that is investing assets of clients in private company bond which
notification of the Capital Market Supervisory Board by failing to put in place a sufficient and effective system for protecting the client’s asset that is failing to segregate assets under its custody as assets
agreement to purchase Kitha’s shares; the adding of special agenda to purchase Kitha’s shares in shareholder meeting and when the shareholder meeting approved, the agreement to purchase Kitha’s share became
person as specified in the notification of the Capital Market Supervisory Board by failing to put in place a sufficient and effective system for protecting the client’s asset that are (1) failing to
Mr. Ongart Thumrongsakunvong Mr. Ongart Thumrongsakunvong failed to make a timely tender offer for the purchase of all securities of Interhides Public Company Limited (IHL). On September 29, 2006, he
that time which was not consistent with the normal market conditions. Additionally, he continuously traded RICH shared which results in the purchase or sale of such securities which was not consistent