) remuneration and punishment which is based primarily on service quality; (4) complete, clear and accurate sales process which must not mislead or be a nuisance to customers; (5) effective employee communications
Data > Intermediaries Market Data SHARE : Detail Content Intermediaries List of Securities Businesses / Derivatives Businesses Asset Management Businesses Credit Rating Businesses
> Intermediaries > Credit Rating Businesses Market Data SHARE : Detail Content Credit Rating Businesses Credit Rating Agencies Fund Rating Agencies List of Securities Businesses
all to understand and consider the issue as a priority. Those involved in the capital market must walk together into the right direction, share the same goal and be ready to turn to each other for
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our promotion of overseas investments, strengthened enforcement on insider trading, share manipulation, executive misconducts, accounting frauds, false documentation of securities issuance and offering
. Seminars and conferences are other common ways to work together and share know-how. Having external individuals as representatives on sub-committees that review or formulate new regula- tions was another