relating to disciplinary punishment for members’ demeanor to the SEC Office without delay; (b) disclosing information relating to [i] violations or offences in connection with asset appraisal or failing to
.……………………………………………. Under the law……………………………………………………. Punishment ……………………………………………… Completion date of punishment………..… (attachment) (if any) O No (2) Was convicted by the final judgement of the court for an offence under
person under consideration; (2) punishment already served by the person; (3) impacts or damage to the company or the overall shareholders or benefits related to the facts or demeanors under consideration
this Notification, the intermediary shall have measures for correctness [of fault action], control [of impact] and punishment [for wrongdoing] in proportion to the seriousness of their actions. Clause 9
this Notification, the intermediary shall have measures for correctness [of fault action], control [of impact] and punishment [for wrongdoing] in proportion to the seriousness of their actions. Clause 9
) remuneration and punishment which is based primarily on service quality; (4) complete, clear and accurate sales process which must not mislead or be a nuisance to customers; (5) effective employee communications
chemical company making great products for society. Useful Materials https://sdgcompass.org/download-guide/ https://unstats.un.org/wiki/display/SDGeHandbook/Home https://d306pr3pise04h.cloudfront.net/docs
/display/SDGeHandbook/Home https://d306pr3pise04h.cloudfront.net/docs/issues_doc%2Fdevelopme nt%2FSDGCompass-Thai.pdf https://www.globalreporting.org/media/v5milwee/gri_ungc_business-reporting-on
information as specified in Clause 21. Clause 17 The fund facts of the prospectus under Clause 16(1) shall display in the list of warnings on unit investment the statement that “the management company uses
or higher more than three cases, unless obtain a waiver from the Office. Such punishment shall not include the wrongdoing that was founded by the company and forward to the Office for proceeding. Under