specific law as specified by the SEC and published in the Government Gazette; or (6) newly established limited company or public limited company to undertake securities business in the category of private
documents specified the SEC’s Notification as published in the Government Gazette, as well as two copies thereof. Clause 6 In case where the SEC is of the view that limited company or public limited company
specified in the SEC’s Notification as published in the Government Gazette. Where the approved person fails to establish limited company or public limited company or the company so established does not file
Notification as published in the Government Gazette. Clause 3 The SEC shall recommend Minister to grant his approval on establishment of limited company or public limited company within ninety days from the date
Commerce; (5) any relevant document specified by the SEC and published in the Government Gazette; Clause 4 When the SEC receives of the application in accordance with Clause 3 and is of the view that the
recent certificate of company registration issued by the partnership and company registrar, the Ministry of Commerce; (5) any relevant document specified by the SEC and published in the Government Gazette
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> Equity Instrument > Share Regulations SHARE : Detail Content Equity Instruments Shares Public Offering (PO) Secondary Public Offering (SPO) Private Placement (PP) of shares: in case of a non-listed
for a Public Offering of Digital Assets to the Offering of Digital Assets with Specific Characteristics dated July 7, 2018 (Effective Date of June 16, 2018) The Notification of the Securities and
pros and cons and the costs of compliance 4. Seek approval for the measure from SEC Board/CMSB/SEC Office 5. Conduct public consultation on the measure: focus group meetings/public hearings This