(for public offerings) A Qualifying CIS Operator must submit a completed Form 35 - retail ASEAN CIS in hard copies accompanied by all supporting documentation as specified in Form 35 - retail
makes public offerings of Foreign ETF in Thailand: The CIS Operator is required to submit a hard copy of a completed Form 69 – CIS annually update to the SEC Thailand within 1 year after the
The followings are on-going requirements * for CIS Operator who makes public offerings of Foreign ETF in Thailand: The CIS Operator is required to submit a hard copy of a completed Form 69 – CIS
The followings are on-going requirements * for CIS Operator who makes public offerings of Foreign ETF in Thailand: The CIS Operator is required to submit a hard copy of a completed Form 69 – CIS
- retail ASEAN CIS in hard copies accompanied by all supporting documentation as specified in Form 35 - retail ASEAN CIS to the SEC Thailand for the ASEAN CIS application to be approved for public
conditions for public offerings of cross-border mutual funds under the Asia Region Funds Passport (“ARFP"). There are currently 5 participating economies who are signatories to these frameworks, namely
Region Funds Passport (“MOC") The MOC is the internationally agreed framework which sets out the rules and conditions for public offerings of cross-border mutual funds under the Asia Region Funds Passport
the internationally agreed framework which sets out the rules and conditions for public offerings of cross-border mutual funds under the Asia Region Funds Passport (“ARFP"). There are currently 5
only) A CIS Operator must submit a completed Form 35 – HK-TH MRF in hard copies accompanied by all supporting documentation as specified in Form 35 – HK-TH MRF to the SEC Thailand for the Hong Kong
only) A CIS Operator must submit a completed Form 35 – HK-TH MRF in hard copies accompanied by all supporting documentation as specified in Form 35 – HK-TH MRF to the SEC Thailand for the Hong Kong