responsibility for the clearing and settlement for securities. SECTION 6. The provisions in Division 8 Private Fund Management, Section 133, Section 134, Section 135, Section 136, Section 137, Section 138, Section
securities and exchange. Section 14.2 In managing the fund, the fund manager shall have the duties in accordance with, and be subject to, the provisions regarding the private fund management under the law
. Section 14. 2 In managing the fund, the fund manager shall have the duties in accordance with, and be subject to, the provisions regarding the private fund management under the law governing securities and
. "securities business" means any of the following securities businesses: (1) securities brokerage; (2) securities dealing; (3) investment advisory service; (4) securities underwriting; (5) mutual fund management
service; (4) securities underwriting; (5) mutual fund management; (6) private fund management; (7) other businesses relating to securities as specified by the Minister upon recommendation of the SEC
%B4%E0%B8%99%E0%B8%97%E0%B8%A3%E0%B8%B1%E0%B8%9E%... DRAFT CUSTOMER ASSET SECTION 31. 2 The provisions of this Division shall apply to derivatives agent licensed under Section 16. The Capital Market
/enactment-digitalasset2018.pd... DRAFT CUSTOMER ASSET SECTION 31. 2 The provisions of this Division shall apply to derivatives agent licensed under Section 16. The Capital Market Supervisory Board may, if
. 2535, as amended by the Securities and Exchange Act (No. 4) B.E. 2551, shall be repealed and replaced with the following provisions: “SECTION 59 A director, manager, person who holds management position
ซี” คือ หน่วยข้อมูลอิเล็กทรอนิกส์ซ่ึงถูกสร้างขึ้ นบนระบบหรือ https://www.sec.or.th/TH/Documents/ActandRoyalEnactment/Act/explan-digital.pdf DRAFT CUSTOMER ASSET SECTION 31.2 The provisions of this
prescribed by the registrar’s notifications.” SECTION 7. The provision in (8) Section 9 of the Provident Fund Act B.E. 2530 shall be repealed and replaced with the following provision: “(8) the provisions