AIA Company Limited AIA Company Limited , an intermediary provides services for selling and buying investment units through omnibus account, has to govern the service under the provisions being

the service under the provisions being applicable to mutual fund management company, but FWD Life Insurance Public Company Limited failed to comply with the provisions being applicable to mutual fund

Group Lease Public Company Limited Group Lease Public Company Limited (“GL”), a securities issuer, delayed to prepare and submit the accurate financial statements and financial reports within the

FINANCIAL LINK MUTUAL FUND BROKERAGE SECURITIES CO., LTD. FINANCIAL LINK MUTUAL FUND BROKERAGE SECURITIES CO., LTD. ("FINANCIAL LINK ") had duties to prepare and submit (1) the financial

services without provisions in Zipmex's rules, conditions and procedures for trading digital assets (trading rules) approved by the SEC. Also, the suspension did not comply with the standards as a

L.V. TECHNOLOGY Public Company Limited L.V. TECHNOLOGY Public Company Limited (“LVT”), delayed to prepare and submit the accurate financial statements and financial reports within the period of time

Jc Kevin Development Company Limited Jc Kevin Development Company Limited (“JCKD”) had duty to prepare and submit the financial statement for the year 2020, the key financial ratio for the year 2020

submit the financial statements through the One For All Reporting System of the SEC Office within the period specified in the notification which are (1) the financial statements for the six-month periods

Singha Paratech Public Company Limited Singha Paratech Public Company Limited failed to prepare and submit (1) the reviewed financial statements for Q4/2011, (2) the financial statements for the year

Thai Unique Coil Center Public Company Limited Thai Unique Coil Center Public Company Limited (TUCC) submitted the inaccurate financial statements for Q2/2012 and the financial statements for Q3/2012