Notification of the Securities and Exchange Commission No. GorJor. 16/2561 Re : Criteria, Provisions, Procedure for Approval of an ICO Portal Service Provider dated July 3, 2018 ( Effective as of July 16, 2018
considered: 1. Financial statements shall be prepared in accordance with the financial reporting standards that are acceptable to lead regulator and there shall be no expression of opinion that the auditor's
provisions, conditions, and procedures to protect the investors or to ensure the clarity and uniformity in operating standards in the following matters : 1) The sale, redemption, an increase or reduction of
> Management of Mutual Fund > Additional rules for country funds Regulations SHARE : Detail Content Management of Mutual Fund 24. Additional rules for country funds Following provisions shall not apply to
provisions, conditions, and procedures to protect the investors or to ensure the clarity and uniformity in operating standards in the following matters : 1) The sale, redemption, an increase or reduction of
> Management of Mutual Fund > Additional rules for country funds Regulations SHARE : Detail Content Management of Mutual Fund 24. Additional rules for country funds Following provisions shall not apply to
action or to refrain from any action, in following cases: (1) The actual objective or substance of m anaging the mutual fund constitutes an avoidance of the provisions or the rules. (2) The management of
foreign funds with total investment in Thailand's property (directly or indirectly) > 30 % of the NAV (at the closing of the registrar of unitholders) (2) Provisions for dividend payment (2.1) Where the
action or to refrain from any action, in following cases: (1) The actual objective or substance of m anaging the mutual fund constitutes an avoidance of the provisions or the rules. (2) The management of
for approval of the establishment of retail fund and mutual fund for accredited investors (AI Funds) under the following provisions: (1) Investment Policy The investment policy shall be in