complicated, and for the most part the existing laws do not cover all new ways of committing an offense in the capital market. Legal provisions applied to some cases are unclear and open to interpretation
Office of the Securities and Exchange Commission No. SorDor. 6/2554 Re: Additional Provisions relating to Issuance and Offer for Sale of Sukuk _______________ By virtue of Section 72 and Section 81 of the
the area. Regulatory Summary Status and structure Filing of application for an offer for sale of REIT units General provisions Offer for sale and allocation of units Information disclosure
announced on 26 June 2017 for the amount of Baht 734 million, and 2) provisions totaling Baht 258 million and the existing provision of Baht 100 million) for tax assessment (including penalties and surcharges
in advance (a) The reason for the merger or termination of the Hong Kong Covered Fund in Hong Kong; (b) Relevant provisions under the constitutive documents that enable such merger or termination; (c
. Notification of the Office of the Securities and Exchange Commission No. SorRor. 26/2555 Re: Provisions relating to Particulars, Terms and Conditions in a Trust Instrument of Real Estate Investment Trust
|- Anti-fraud Provisions (section 98(3)) |- Forward Transactions/OTC Equity Derivatives Transactions (section 98(4)) |- Securities Borrowing and Lending (section 98(5)) |- Short Sale Provisions (section 98
reference. Notification of the Capital Market Supervisory Board No. Tor Jor. 3/2558 Re: Provisions relating to Offer for Sale of Shares Issued by Foreign Company Whose Shares Are Not Traded on Foreign
conditions” means the provisions governing the rights and obligations of the issuer and the corporate bondholders, and shall include the provisions governing the rights and obligations of the issuer and the
Mr. Amorn Meemano Mr. Amorn Meemano, the Chief Executive Officer responsible for the operation of AJ Advance Technology Public Company Limited (“AJA”), was liable for AJA’s failure to prepare and