Help Center is a one-stop service center for public inquiries and complaints pertaining to licensed businesses and entities in the Thai capital market. Our services include provision of information and
and Provision of Investment Advice Member of the Sub-committee on Consideration of Regulations on Issuance and Offering of Equity Instruments, Governance of Securities Issuing Companies and Business
Issuing Companies and Business Takeovers Member of the Sub-committee on Consideration of Regulations on Supervision of Business and Market Intermediaries , Sales Conduct and Provision of Investment Advice
Help Center is a one-stop service center for public inquiries and complaints pertaining to licensed businesses and entities in the Thai capital market. Our services include provision of information and
committee has been established in 2013 with mandates to conduct IOSCO’s policy work on retail investor education and financial literacy, and to advise the IOSCO Board on emerging retail investor protection
making secondary offering for sale of shares to the public (SPO), in accordance with the transitory provision regarding the maintaining of the status of listed companies with respect to chairman and CEO
making secondary offering for sale of shares to the public (SPO), in accordance with the transitory provision regarding the maintaining of the status of listed companies with respect to chairman and CEO
companies / websites liable to undertaking securities business without license, please click Investor Alert . ● L isted companies. For example: Incorrect or incomplete disclosure of information, for
amidst inefficient investor protection. To address the aforesaid issues, the Securities and Exchange Act B.E. 2535 (1992) was promulgated, and the Securities and Exchange Commission was established on
further legal proceeding; ● In case of a dispute between an investor and an intermediary, the SEC needs to disclose relevant information to the persons involved and for the intermediary to clarify or take