must also take into account the protection of investors. Regulatory Suumary The criteria for approving ESOP apply to the following business and securities: Business: Public company limited incorporated
remedies from persons who violated or failed to comply with the Securities and Exchange Act. The SEC proposed the Class Action on Securities Bill to the Council of State for consideration. Thereafter, the
Ministry of Finance as state revenue. 2. Criminal prosecution per the process of judgment Other offences that are not subject to a criminal fine, or whose offender refuses to enter the fining
proposed the Class Action on Securities Bill to the Council of State for consideration. Thereafter, the Council of State agreed to apply the principle of Class Action to the cases which have numerous victims
received from committing an offence along with the interest arising from such money shall be remitted to the Ministry of Finance as state revenue under Section 317/12 of the amended SEA and Section 99
Ministerial Regulations Regulations Search Public Hearing Discussion Handbooks / Best Practices SHARE : ContactUs
> Equity Instrument > Share Regulations SHARE : Detail Content Equity Instruments Shares Public Offering (PO) Secondary Public Offering (SPO) Private Placement (PP) of shares: in case of a non-listed
for a Public Offering of Digital Assets to the Offering of Digital Assets with Specific Characteristics dated July 7, 2018 (Effective Date of June 16, 2018) The Notification of the Securities and
pros and cons and the costs of compliance 4. Seek approval for the measure from SEC Board/CMSB/SEC Office 5. Conduct public consultation on the measure: focus group meetings/public hearings This
resolution shall not have been passed more than one year. Public advertisement is prohibited. Promotion materials can only be distributed only in the PP cycle. Must not co-sign the filing to allow PP