, provided that: 1) The dividend payment must not increase the mutual fund's retained loss in that accounting period. 2) Dividend payment by issuing investment units to unitholders is prohibited. Retained
, provided that: 1) The dividend payment must not increase the mutual fund's retained loss in that accounting period. 2) Dividend payment by issuing investment units to unitholders is prohibited. Retained
limited company to undertake such business with the SEC Office, provided that such application shall be in form and attached with supplementary documents as specified by the SEC. Clause 3 In case where the
limited company to undertake such business with the SEC Office, provided that such application shall be in form and attached with supplementary documents as specified by the SEC. Clause 3 In case where the
details of solicitor/advisor, etc. ● Services information / recommendation received/ solicitation/advertising information / services provided by the company, for instance: Solicitation to buy stocks
disagrees with, an administrative order has the right to appeal such order. The appeal procedure is provided by the SEC Regulation concerning Filing, Considering and Making a Decision on the Appeal of the
assets as debt repayment instead of cash. 2) I nclusion in the fund: The funds may continue to hold the assets provided that the assets can be invested in or held by the mutual fund; otherwise the
. 1.3 The private fund management company shall invest according to the client's instructions, provided that the company has completed the duties of management of the client's investment capital
assets as debt repayment instead of cash. 2) I nclusion in the fund: The funds may continue to hold the assets provided that the assets can be invested in or held by the mutual fund; otherwise the
. 1.3 The private fund management company shall invest according to the client's instructions, provided that the company has completed the duties of management of the client's investment capital