Enforcement Measures R egulatory Summary Administrative Actions Criminal Actions Civil Sanctions Fundraising Market Professionals Financial Reporting and Audit Oversight Mutual Fund Business
August 1, 2021, UOB Asset Mannagement [Thailand] Co.,Ltd, a fund management company, there is a system to ratio monitoring and http://market.sec.or.th/public/idisc/en/Enforce Settlement Committee Order No
/public/idisc/en/Enforce Criminal Complaint Filed with an Inquiry Official Dated 31/03/2023 available to provide services with respect to the trading or exchange of digital assets for its own account in the
During the middle of 2020 to September 7, 2022, Zipmex Company Limited ("Zipmex"), a digital asset exchange and a digital asset broker, did not provide management http://market.sec.or.th/public/idisc/en
Dated 24/04/2023 Zipmex Company Limited During the middle of 2020 to September 7, 2022, Zipmex Company Limited ("Zipmex"), a digital asset exchange and a digital asset broker, did not provide management