Microsoft Word - QA 2ˇ*1!!ˇ2*#I2 9!48I!1ˇˆ#4)10@ˆ5"ˇI'" 3 line of defense 1 คำถามและคำตอบจากผูเขารวมงานสัมมนา “สรางภูมิคุมกันบริษัทจดทะเบียนดวย 3 lines of defense” เมื่อวันที่ 24 กันยายน 2567 1
• Accountability • Transparency ECO System การควบคุม ภายในทีดี 12 SENIOR MANAGEMENT GOVERNING BODY / AUDIT COMMITTEE 1st Line of Defense 2st Line of Defense 3st Line of Defense Ex te rn al A ud it Re gu la to r
classification [Referring to Item 4.2]; - backup [Reference to Item 8.3]; - cryptographic control [Referring to Item 6]. 3. Supervision of the operating personnel: - end user controls, for example: - protection of
, the company staff will be ready to provide information. As such, that information should be made public; which is why CalPERS supports integrated reporting in order that the ESG factors which drive
convincing rationale and provide detailed explanation in the annual report. Unless extraordinary circumstances exist there should be a break in service between the roles, (e.g. a period of two years). 2.4
complete information to the marketplace and the CRAs they solicit to provide credit ratings. While aspects of the IOSCO CRA Code deal with a investor protection by safeguarding the integrity of the credit
intermediary shall comply with. In this regard, the intermediary shall provide services by taking into 2 account the best interests of a client, protection of client’s interests, and preventing the causes of
intermediary shall comply with. In this regard, the intermediary shall provide services by taking into 2 account the best interests of a client, protection of client’s interests, and preventing the causes of
exposures of beneficiaries or clients, with reporting designed to provide them with an understanding of success toward meeting those needs and managing related risks, in addition (as relevant) to providing
deal with a investor protection by safeguarding the integrity of the credit rating process. IOSCO members recognize that credit ratings, despite their numerous other uses, exist primarily to help