to undertake derivatives business in the category of derivatives broker. “Service Provider” means service provider who provide derivatives investor contact service or back office service; “Securities
: “Derivatives broker” means a juristic person licensed to undertake derivatives business in the category of derivatives broker. “Service Provider” means service provider who provide derivatives investor contact
investor. The management company must request the investor to provide such information for consideration. The provisions in paragraph one hereof shall not apply to the management of a private fund, of which
prudence, exercise their knowledge and expertise as professional to ensure the full protection of investors’ interest, as well as provide proper and sufficient information disclosure to investors. It is thus
(Translation) 2 Chapter 1 General --------------------------------------- Clause 3. In off-exchange service of derivatives broker, derivatives broker shall provide service only for institutional investor, and in
section 258 of the investor) as specified in the Securities and Exchange Act. B.E.2535 (as amended) (if any)) still being the major shareholder (the major shareholder means shareholding percentage exceed 10
258 of the investor; moreover, the Company’s Board of Directors shall provide opinions towards the following matters: 1) The Rational and Necessity to Increase Capital: Ocean Commerce Public
such meeting and having a right to vote, less the votes of the shareholders that are person under Section 258 of the investor; moreover, the Company’s Board of Directors shall provide opinions towards
Company. In this regard, the Company has entered into a negotiation with Mr. Chanet Phenjati (“Mr. Chanet”), the Managing Director, director, major shareholder and creditor of the Company, and Mr. Chanet