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, accurate and sufficient information for investors in making decisions. An FA is required to provide opinions to shareholders in cases that the listed companies involve in significant transactions that could
, accurate and sufficient information for investors in making decisions. An FA is required to provide opinions to shareholders in cases that the listed companies involve in significant transactions that could
of financial report to ensure that public disclosure of financial report is accurate, transparent, useful to the investors and prepared in compliance with international standards. In so doing, the
the scheme. (3) The mutual fund management company must provide an evidentiary document of the rights in investment units with necessary and sufficient information. Filing an application Methods in
the scheme. (3) The mutual fund management company must provide an evidentiary document of the rights in investment units with necessary and sufficient information. Filing an application Methods in
financial statements of the company shall be accurate and reliable, complying with the rules as specified in Section 56 of the Securities and Exchange Act and being audited or reviewed by an SEC-approved
complete and accurate information. 2. Normal track case for cases which are not fast track Uses the same criteria with Public Offering (PO), for instance, qualifications of good corporate governance and
finance business under Clause 1 means undertaking of business with core objective to provide credit facility for securities business. Clause 3 This Notification shall come into force on the date
the mutual fund, the mutual fund management company shall comply with the rules to exercise the voting rights in the name of mutual fund as follows: 1. Provide clear guidelines for exercising of voting