globally. This will enable the Thai capital market to serve as an important pillar to provide stability and sustainability for the Thai economy. To achieve these objectives, the SEC has established the
The Derivatives Act The Derivatives Act B.E. 2546 SECTION 18. In order to protect customers, maintain stability of the financial system or control the risks arising from derivatives, the SEC shall
Section 91 Securities and Exchange Act B.E. 2535 Section 91. Where it is necessary to maintain the economic and financial stability of the country, or to protect the public interest, the Minister
variety of financial tools, flexibility and competitiveness of securities businesses, safeguards market stability, ensures securities trading fairness, and facilitates easy access to information. The SEC
stability, economic system, and the general public. To address these concerns, the Emergency Decree on Digital Asset Businesses B.E. 2561 was enacted to regulate the offering of digital assets and businesses
1 ฝ่ายส่งเสริมเทคโนโลยีทางการเงิน สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) คณะกรรมการดูแลเสถียรภาพทางการเงิน (Financial Stability Board: FSB) ซึ่งเป็นองค์กรที่ติดตามดูแล เสถียรภาพ
to undertake derivatives business in the category of derivatives broker. “Service Provider” means service provider who provide derivatives investor contact service or back office service; “Securities
broker. (2) Having financial stability with capability and readiness to provide service and comply with rules prescribed by the SEC or of the Office and guidelines specified by derivatives broker. Such
, such service providers shall have financial stability with capability and readiness to provide service and comply with rules specified by the SEC or the Office and code of conduct specified by
service from any service providers, such service providers shall have financial stability with capability and readiness to provide service and comply with rules specified by the SEC or the Office and code