benefits of the capital market. Expectations include: Provide opportunities for businesses to operate independently with an effective supervision system in place to ensure an orderly market; Be
Securities and Exchange Commission Corporate Communication and Investor Service Department Tel. (66)2033-9502-5 E-mail: press@sec.or.th No. 98 / 2017 Friday 20 October 2017 SEC bolsters FinTech legislation to
the Capital Market NEWS Securities and Exchange Commission Corporate Communication and Investor Service Department Tel. (66)2033-9502-5 E-mail: press@sec.or.th No. 161 / 2019 Friday 8 November 2019 SEC
oriented growth companies and to balance any increase in leveraging. The updated G20/OECD Principles of Corporate Governance (the Principles) therefore provide a very timely and tangible contribution to the
opportunities to provide input and comments on the practicality and relevance of draft regulations before they take effect. In the event that new regulations are anticipated to have a wide or significant impact
Dept. 28 staff Finance and Administration Dept. 38 staff Strategy and International Affairs Dept. 9 staff Research and Development Dept. 13 staff Information and Communication Technology Dept. 35 staff
guidelines cover the key areas of risk management, internal control, code of conduct, conflicts-of-interest management, handling of complaints against the SEC's staff, communication with stakeholders and
Information ● Supervision of Professionals Who Provide Information for Investors ● Development of Laws or System to Enhance Investorûs Rights 41 GOAL 3 Promote Integrity of the Market, Intermediaries, and All
Officer (DPO) of the SEC Office. 7. Communication and Dissemination of Information on the Capital Market The SEC Office communicates and disseminates information relating to the capital market, as well as
development by enhancing the performance of companies and increasing their access to outside capital. The OECD Principles of Corporate Governance provide the framework for the work of the World Bank Group in