Content Equity Instruments Shares Public Offering (PO) Importance is given to good corporate governance as follows: Protection of shareholders' right and fair treatment of shareholders Transparent and
protection of shareholders (notice calling letter, resolution of the shareholders' meeting, right to veto) Definition of a market price can be one of the following: Weighted average price (closing or average
taking in dissolving mutual fund such as the period of 10 days for repayment for auto-redemption of the investment units. (7) The time in changing underlying funds which may take the mutual fund
taking in dissolving mutual fund such as the period of 10 days for repayment for auto-redemption of the investment units. (7) The time in changing underlying funds which may take the mutual fund
of different business activities; lessen unnecessary burdens on the business sector. Principles for prescription of paid-up registered capital Business Activities Paid-up Registered Capital Taking
investor protection, the SEC is empowered with rights to order the mutual fund management company to take any action or to refrain from any action, in following cases: (1) The actual objective or substance
investor protection, the SEC is empowered with rights to order the mutual fund management company to take any action or to refrain from any action, in following cases: (1) The actual objective or substance
instruments are aimed at creating a balance between the protection of investors and effective fund mobilization. The SEC considers qualifications of securities issuers and supervises the disclosure of
capital increase may cause a dilution effect on shareholders. Therefore, supervision of the program must also take into account the protection of investors. Regulatory Suumary The criteria for approving
, FAs shall render opinions on reasonableness and feasibilities of the assumptions employed in preparing the estimates; Taking actions to ensure that neither the executives of securities issuers nor any