Thai Knowledge for Capital Market - Private Information Protection การใช้คุกกี้ ก.ล.ต. ใช้คุกกี้จำเป็นเพื่อการทำงานของเว็บไซต์ และ
respective of protection of clients’ benefit, lack of cautiousness or unfair or unreliable business conduct; (5) be able to show that its operational system will be prompt for operating securities business in
respective of protection of clients’ benefit, lack of cautiousness or unfair or unreliable business conduct; (5) be able to show that its operational system will be prompt for operating securities business in
business in the category as applying for license and other activities as permitted by the SEC; (4) be able to show that its operational system will be prompt for operating securities business in the category
: Is it compulsory to show the position of company secretary on the organizational chart? A: The Securities Law requires every listed company to appoint a company secretary, but showing the position on
: Is it compulsory to show the position of company secretary on the organizational chart? A: The Securities Law requires every listed company to appoint a company secretary, but showing the position on
SEC Help Center Whistleblower Filing a tip (whistleblowing) means providing information that can be used in legal proceeding in case of violation. Whistleblower protection ● Any employee or worker who
Suppression Division (ECD) Telephone: +66-2234-1068 Website: www.ecdpolice.com ● Financial services problem Foreign currency/foreign currency transaction Financial Consumer Protection Center (FCC) The Bank
case of any problems or queries concerning the processing of personal data. Glossary Term Meaning Personal Data Protection Act the Personal Data Protection Act B.E. 2562 (2019) SEC Office The Office of
deemed illegal Q: Does whistleblower protection measures cover auditor? A: Yes. Q: Is the requirement for auditor to report suspicious circumstance of the management's misconducts considered as