the policy or the supervisory rules in effect at the time or to ensure the interest of investor protection, the SEC is empowered with rights to order the mutual fund management company to take any
Mutual Fund Management B.E. 2545 (As amended) By virtue of Section 7 and the fourth paragraph of Section 90 of the Securities and Exchange Act B.E. 2535, which is an Act containing provision in relation
/Salesandpurchase.aspx Thai ManualSelect แต่งตั้งผู้เกี่ยวข้องในการนำส่งข้อมูลอิเล็กทรอนิกส์ ( Electronic Information Submission Management System) แบบคำขอลงทะเบียน/เปลี่ยนแปลงข้อมูลเกี่ยวกับบัญชีผู้ใช้งานนิติบุคคลหรือ
) Ministerial Regulation No. 14 (B.E. 2541) issued under the Securities and Exchange Act B.E. 2535. Clause 2 Person eligible to apply for securities business license in the category of private fund management
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Asia-Pacific Economic Cooperation (APEC) that aims to facilitate cross-border offerings of eligible collective investment schemes among APEC member economies while ensuring investor protection in the
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i.e. protection seller CDS; Please note that this is a non-exhaustive list of restricted assets. Hong Kong Covered Management Companies are encouraged to consult the SFC if in doubt on any issues. (As