Investor Return – Mind the Gap ©2015 Morningstar, Inc. All rights reserved. Kittikun Tanaratpattanakit Investor Return – Mind the Gap Agenda 2 gBackground g The Real Test is Whether Investors Succeed
Digital Asset Businesses B.E. 2561, which aims to ensure investor protection and maintain fair and transparent trading activities, investors in Thailand can invest in digital assets through licensed digital
- date relevant information. • Recognise that unregulated investments are higher risk as there is little investor protection. • Accept responsibility for the financial outcome of an investment decision an
processes. Regulators should ensure the continuity of this momentum and provide support by setting the regulatory framework in a way that ensure sufficient investor protection, financial stability as well as
thoroughly considered to maintain a balance in terms of investor protection and competitive edge in the international arena. The SEC remains vigilant in fulfilling its roles and responsibilities, ensuring that
authorities.Today’s rules implement this provision. https://www.sec.gov/news/speech/2011/spch062211mls-items-1-2.htm#P6_120 EXAMPLE FROM TEXAS • Texas Securities Commissioner: “It became very clear that a huge investor
กับการลงทุนในผลิตภัณฑ์ดังกล่าวอย่างถูกต้องจากผู้ที่มีความรู้ความเข้าใจเกี่ยวกับผลิตภัณฑ์ดังกล่าว เป็นอย่างดี โดยได้รับความคุ้มครอง (investor protection) อย่างเหมาะสม ส านักงานจึงเห็นควรแก้ไข หลักเกณฑ์
appropriate investor protection mechanisms ▪ Real-estate backed token (1 March 2021) ▪ Infra-backed token (16 Nov 2023) ▪ Sustainability-themed token, ex., green tokens (1 June 2024) ▪ Soft power / utility
for equity crowdfunding. Furthermore, in the case of ICOs, imposing the aggregate limit would not be an effective investor protection mechanism. This is because it would be very difficult to enforce and
2014 6 TSE vs OSE: Strategic consolidation 7 Importance of study on RTOs • Regulators need to strike balance between investor protection without delineating potential firms to enter the exchanges