following the date of its publication in the Government Gazette. SECTION 3 In this Act: “trust” means legal relationship arising from a trust instrument. “trust instrument” means a contract whereby a person
to other trustees, if proven that it had objected or had been defrauded in failing to comply with the trust instrument or this Act. Chapter 4 Right and Protection of Beneficiary ________________
law, the Capital Market Supervisory Board hereby issues the following regulations: Clause 1. In this Notification and the forms attached hereto: (1) “sukuk” means any financial instrument which contains
party serving as the trust manager under the trust instrument; “financial advisor” means a financial advisor in the list approved by the SEC Office; “registration statement” means the registration
objectives of securities regulations identified by IOSCO: the protection of investors; ensuring that markets are fair, efficient and transparent; and the reduction of systemic risk.3 Quality and integrity of
quarter for the compensation in lieu of notice in the case of retirement of employees according to the new Labor Protection Act (7) B.E. 2562 (2019). Net interest income fell slightly by Baht 124 million
operate securities business in the category of: Ο securities broker; Ο securities dealer that not limited only to debt instrument; Ο securities finance. 1.1 Category of juristic person of the applicant, □ a
from either direct investment in an asset or indirect exposure through investment in an instrument or a contract that offers returns from the underlying, and as a result, exposes the fund to the risks of
% Contributions to the Deposit Protection Agency and Financial Institutions Development Fund 2,498 2,440 2,415 2.4% 3.4% 4,939 4,746 4.1% Debt issued and borrowings 1,279 1,327 1,663 (3.6)% (23.1)% 2,606 3,345
, independent analyses and opinions by CRAs.2 This, in turn, is designed to promote the three core objectives of securities regulations identified by IOSCO: the protection of investors; ensuring that markets are