responsibility and professional due care in contravention of Clause 23(2) and to have possessed a prohibited characteristic according to Clause 31(1) of the Notification of the Capital Market Supervisory Board
, the SEC conducted further investigation and found that the aforesaid investment consultants who were TMB employees had failed to perform duties with responsibility and professional due care with regard
professional duties with responsibility and care** by signing the documents knowing that no actual service was provided. SEC, therefore, orders the following administrative sanctions: (1) {D
sectors convenience for issuing debt securities for fund mobilization while putting in place an appropriate mechanism for investor protection as debt securities is indeed an investment choice. Hence, the
SCB ASSET MANAGEMENT COMPANY LIMITED|Capital Protected Fund | Offering Date : 20/06/2023 - 26/06/2023
SCB ASSET MANAGEMENT COMPANY LIMITED|Capital Protected Fund | Offering Date : 02/08/2022 - 08/08/2022
THANACHART FUND MANAGEMENT COMPANY LIMITED|Capital Protected Fund | Offering Date : 29/10/2007 - 05/11/2007
SCB ASSET MANAGEMENT COMPANY LIMITED|Capital Protected Fund | Offering Date : 27/06/2023 - 30/06/2023
SCB ASSET MANAGEMENT COMPANY LIMITED|Capital Protected Fund | Offering Date : 27/06/2023 - 03/07/2023