share price and trading volume against normal market conditions. In this regard, SEC has found that one of the factors for such trading irregularity was that the true free float of DELTA shares was low
all to understand and consider the issue as a priority. Those involved in the capital market must walk together into the right direction, share the same goal and be ready to turn to each other for
legitimate fund-raising instruments and protecting investors from fraud and embezzlement, as well as preventing the exploitation of digital assets to facilitate illegal transactions. The two laws, coming into
protecting long-term shareholder value. Nonetheless, it is clear that ESG engagement is more an art than a science. We hope this collection of experiences provides some guidance and helps inform your own
by scandals, not participating in any activities that will damage reputations of oneself and the organization, protecting data and confidential information of the organization, and not using acquired
given more responsibilities in protecting investors’ rights to investment advice and quality information in the form of financial statements or otherwise. For example, listed companies must comply with
20T H ANNIVERSARY 1 Securities and Exchange Commission, Thailand Annual Report 2012 SEC ANNUAL REPORT 20122 THE YEAR OF CHANGE The year 2012 was the time for change to become the visionary partner whose balance between proactive and preventive approaches has led to stakeholders’ confidence in the Thai capital market. THE YEAR OF CHANGE 20T H ANNIVERSARY 1 02 MESSAGE FROM THE CHAiRMAN 04 MESSAGE FROM THE SECRETARY-GENERAl 06 SEC BOARd 09 CApiTAl MARkET SupERviSORY BOARd 12 ExECuTivE OFFiCERS 13 O...
Data > Intermediaries Market Data SHARE : Detail Content Intermediaries List of Securities Businesses / Derivatives Businesses Asset Management Businesses Credit Rating Businesses
> Intermediaries > Credit Rating Businesses Market Data SHARE : Detail Content Credit Rating Businesses Credit Rating Agencies Fund Rating Agencies List of Securities Businesses
our promotion of overseas investments, strengthened enforcement on insider trading, share manipulation, executive misconducts, accounting frauds, false documentation of securities issuance and offering