while focusing on protecting and safeguarding the best interests of the investors. 1.4 The private fund management company shall not follow orders of the clients without any considerations and judgments
. Regulations on issuing equity instruments are aimed at protecting the following group of investors: New investors purchasing securities – the company is required to have appropriate qualifications and disclose
Thailand for not protecting the rights of shareholders, treating shareholders unfairly or failing to disclose complete and accurate information. 2. Normal track case for cases which are not fast track
consider the company's policy on payment of dividends). Any other case which impairs the benefits of warrant holders. There are measures for protecting and preserving the rights of shareholders. Notice of
clearing and settlement system, or protecting and preserving benefit of customer. Clause 10 Provisions of Clause 3 and Clause 4 shall not be applicable to shareholding by major shareholder existing prior
P 45 days Public Offering Placement (PO Placement) : shares / domestic CD / warrant P 45 days Right Offering (RO) : shares O O Right Offering (RO) : warrant / TSR O (*) 15 days Private
Exchange Act; Being audited or reviewed by an SEC-approved auditor. (List of the SEC-approved auditors) ; The auditor's report shall not have any of the following characteristics: o A disclaimer or
ASEANCollectiveInvestmentSchemes Retail ASEAN Collective Investment Schemes for General Public Outbound Name of CIS Name of CIS Operator Date of CIS Approval ONE STOXX ASEAN SELECT DIVIDEND INDEX FUND ONE Asset Management
Enforcement Class Action Prevention of Unfair Securities Trading Practices SHARE : For More Information ContactUs A udit O versight Department Tel. +66-2263-6097 / +66-2263-6096 Financial Reporting