such means as change of position, type of work or work location. Whistleblowers shall be treated fairly and protected by law. For example, they shall not be suspended, threatened, interfered with work or
Regulations SHARE : Detail Content Financial reporting and audit oversight 2. Auditor supervision 2.7 Independent Audit Oversight Principles The dubious accounting practices employed by listed companies
investors are appropriately protected, while the business sector and market operators achieve competitiveness through development of various investment products and services. In this regard, the SEC has
) กองทุนรวมมีประกัน (Guaranteed Fund) กองทุนรวมมุ่งรักษาเงินต้น (Capital Protected Fund) กองทุนรวมวายุภักษ์ กองทุนรวมสำหรับผู้ลงทุนในต่างประเทศ (Country Fund) กองทุนรวมหน่วยลงทุน (Fund of Funds) กองทุนรวม
duties, responsibilities, relevant rules and related procedures; Where there are estimates, FAs shall render opinions on reasonableness and feasibilities of the assumptions employed in preparing the
executive? A: No, because it is an action that is in compliance with specified law. Auditor will be protected under whistleblower provisions as specified in Section 89/2. On the contrary, if the SEC probed