SHARE : Detail Content Establishment of Mutual Funds 3. Amendment to scheme information before registration Before the initial public offering (IPO) (1) The mutual fund obtaining a normal
SHARE : Detail Content Establishment of Mutual Funds 3. Amendment to scheme information before registration Before the initial public offering (IPO) (1) The mutual fund obtaining a normal
least 2 persons shall be lead appraisers obtaining approval from the SEC; Not appearing that the applicant possesses prohibited characteristics as prescribed; Not appearing that its directors, manager and
units outstanding, directly or indirectly, possibly from causes such as increasing investments, obtaining a waiver as an eligible case specified above, or any actions in good faith that do not include
units outstanding, directly or indirectly, possibly from causes such as increasing investments, obtaining a waiver as an eligible case specified above, or any actions in good faith that do not include
. Such application shall be filed with the SEC via the SEC Office within one hundred and twenty days from the date obtaining the Minister’s approval in form and together with supplementary documents
. Such application shall be filed with the SEC via the SEC Office within one hundred and twenty days from the date obtaining the Minister’s approval in form and together with supplementary documents
plaintiff brings a civil lawsuit in order to protect the right of oneself and a group of persons who have the same rights deriving from the same facts and legal principle. In 1995, Class Action was
plaintiff brings a civil lawsuit in order to protect the right of oneself and a group of persons who have the same rights deriving from the same facts and legal principle. In 1995, Class Action was
Content Management of Mutual Fund 5. Prescription of additional rules The SEC is empowered to prescribe additional provisions, conditions, and procedures to protect the investors or to ensure the clarity