, as well as adequate measures to keep information of members and their clients confidential. Clause 18 To protect public interest and investors’ rights, a derivatives exchange shall disclose information
Security Incident Management; 2.13 Information Security Aspects of Business Continuity Management. Notified this 12th day of September 2016. (Mr. Rapee Sucharitakul) Secretary-General Office of the
prevent conflict of interest and protect client’s confidential information; □ (3.7) System for selection of a custodian agent to ensure that the custodian agent has a system ready for keeping assets into
members. Clause 29 To preserve the public interest and to protect investors, a derivatives clearing house shall disclose information about derivatives clearing and settlement, its members, breaches
ธรุกิจ Incident Report คู่มือการใช้งานระบบรายงานเหตุการณ์ ไฟล:์ 01 Manual Company Public หน้า 2 / 20 สารบญั 1. บทน า
The Derivatives Act The Derivatives Act B.E. 2546 SECTION 18. In order to protect customers, maintain stability of the financial system or control the risks arising from derivatives, the SEC shall
shall establish the information security incident management in accordance with the following criteria: (1) establish procedures and processes to manage information security incidents; (2) define the
shall establish the information security incident management in accordance with the following criteria: (1) establish procedures and processes to manage information security incidents; (2) define the
Office, and the Bank of Thailand, for the purposes of supervising and examining the financial status and risks of members. 8 Clause 19 To preserve the public interest and to protect investors, a securities
Section 91 Securities and Exchange Act B.E. 2535 Section 91. Where it is necessary to maintain the economic and financial stability of the country, or to protect the public interest, the Minister