The Derivatives Act The Derivatives Act B.E. 2546 SECTION 18. In order to protect customers, maintain stability of the financial system or control the risks arising from derivatives, the SEC shall
prevent conflict of interest and protect client’s confidential information; □ (3.7) System for selection of a custodian agent to ensure that the custodian agent has a system ready for keeping assets into
Section 91 Securities and Exchange Act B.E. 2535 Section 91. Where it is necessary to maintain the economic and financial stability of the country, or to protect the public interest, the Minister
into its custody; (2) System to coordinate with the custodian agent to ensure that the applicant is able to perform its duties accurately and completely as a custodian; (3) System to ensure that the
concern to and to protect the best interests of clients should be encouraged, taking into account the following principles: (1) Duty of Loyalty (1) The management company should manage the investment in the
members’ default on the obligations on derivatives so that the events of default can be handled efficiently and timely, disclose such procedures and methods to the general public, and coordinate with
[Thai] securities company or [ii] a representative office in Thailand according to Section 93 [of the Securities and Exchange Commission Act 2535 (1992)], in order to coordinate and facilitate the
[Thai] securities company or [ii] a representative office in Thailand according to Section 93 [of the Securities and Exchange Commission Act 2535 (1992)], in order to coordinate and facilitate the
to others. these rights protect shareholders from dilution of value and control when new shares are issued. Shareholder agreement: An agreement between shareholders on the administration of the company
will closely coordinate with the SET to monitor stock trading activities and solve the problem in advance. Another aspect of the supervisory task is to improve risk management procedures of securities