Ministerial Regulation - securities business 02 - 2555 หน้า ๓๙ เล่ม ๑๒๙ ตอนที่ ๙๒ ก ราชกิจจานุเบกษา ๒๘ กันยายน ๒๕๕๕ กฎกระทรวง ว่าด้วยการอนุญาตการประกอบธุรกิจหลักทรัพย์ (ฉบับที่ ๒) พ.ศ. ๒๕๕๕ อาศัยอํา
Ministerial Regulation - securities business 03 - 2555 หน้า ๑๖ เล่ม ๑๓๐ ตอนที่ ๑ ก ราชกิจจานุเบกษา ๔ มกราคม ๒๕๕๖ กฎกระทรวง ว่าด้วยการอนุญาตการประกอบธุรกิจหลักทรัพย์ (ฉบับที่ ๓) พ.ศ. ๒๕๕๕ อาศัยอํานาจ
Section 47 mutatis mutandis. 16 DIVISION 6 MEASURES TO PROTECT CUSTOMER ASSET AND SETTLEMENT SYSTEM FOR DERIVATIVES SECTION 49. The derivatives business operator shall maintain financial condition as
Section 47 mutatis mutandis . 16 DIVISION 6 MEASURES TO PROTECT CUSTOMER ASSET AND SETTLEMENT SYSTEM FOR DERIVATIVES SECTION 49. The derivatives business operator shall maintain financial condition as
any action to protect the interest of clients. Section 35. If it appears that the financial condition or operations of a digital asset business operator is in such condition which may cause damage to
protect the interest of clients. Section 35. If it appears that the financial condition or operations of a digital asset business operator is in such condition which may cause damage to the public, or a
under this Act; (2) the determination of application fees, approval fees or operating fees for business undertaking under this Act; 3 (3) the prescription of guidelines for consideration of any issues
whose approval to undertake trust business revoked by the SEC, the former trustee shall perform its duties only to protect the benefits or exercise the right over the trust property to prevent the trust
whose approval to undertake trust business revoked by the SEC, the former trustee shall perform its duties only to protect the benefits or exercise the right over the trust property to prevent the trust
than one year; (5) being an officer or an employee of the Office; (6) being a manager or a person with power of management of the operation of securities business, the Securities Exchange, over-the